MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-38
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, and amend the Fee Schedule to adopt MEO Purge Ports.
December 15, 2017
SR-PEARL-2017-39
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until June 30, 2018.
December 11, 2017
SR-PEARL-2017-37
Effective / Approved
Amend Rules 517A, Aggregate Risk Manager for EEMS ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M").
November 28, 2017
SR-PEARL-2017-36
Effective / Approved
Amend the Fee Schedule to update the Routing Fee Table in Section 1)b to reflect recent exchange name changes.
November 02, 2017
SR-PEARL-2017-35
Effective / Approved
Amend the Fee Schedule to adopt a fee for the sale of historical market data.
October 11, 2017
SR-PEARL-2017-34
Effective / Approved
Amend the Fee Schedule to modify the priority customer taker fees.
September 29, 2017
SR-PEARL-2017-33
Effective / Approved
Amend Rules 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and 504, Trading Halts.
August 02, 2017
SR-PEARL-2017-32
Effective / Approved
Amend Rule 404, Series of Options Contracts Open for Trading, to permit the Exchange to list options on IVV in $1 increments above $200.
July 11, 2017