MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-31
Effective / Approved
Amend Rule 524, Reporting of Matched Trades to Clearing Corporation, to adopt Interpretations and Policies .01 relating to post-trade adjustments.
June 28, 2017
SR-PEARL-2017-30
Effective / Approved
Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options.
June 07, 2017
SR-PEARL-2017-29
Effective / Approved
Amend the Fee Schedule to reduce the taker fees for priority customer orders in penny classes.
June 07, 2017
SR-PEARL-2017-28
Effective / Approved
Amend Rule 406, Long Term Option Contracts, relating to long-term options series.
June 05, 2017
SR-PEARL-2017-27
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options. This filing was withdrawn and replaced with SR-PEARL-2017-30.
May 31, 2017
SR-PEARL-2017-26
Effective / Approved
Amend the Fee Schedule to establish an Options Regulatory Fee ("ORF").
May 26, 2017
SR-PEARL-2017-25
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in Penny Classes. This filing was withdrawn and replaced with SR-PEARL-2017-29.
May 26, 2017
SR-PEARL-2017-24
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017