MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2019-07
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
February 28, 2019
SR-PEARL-2019-06
Withdrawn
Amend the Fee Schedule to modify the Routing fees. This filing was withdrawn and refiled as SR-PEARL-2019-09.
February 28, 2019
SR-PEARL-2019-01
Effective / Approved
Amend the Fee Schedule to modify the Options Regulatory Fee ("ORF").
February 01, 2019
SR-PEARL-2018-26
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program through June 30, 2019.
December 13, 2018
SR-PEARL-2018-25
Effective / Approved
Amend Rule 519, MIAX PEARL Order Monitor.
December 12, 2018
SR-PEARL-2018-24
Effective / Approved
Amend Rule 406, Long-Term Option Contracts relating to SPY LEAPS Expiration
November 08, 2018
SR-PEARL-2018-23
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
October 31, 2018
SR-PEARL-2018-22
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
October 31, 2018