MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2019-15
Effective / Approved
Amend the Fee Schedule to adjust the Firm Origin tier threshold requirements for Members to qualify for the alternative Taker fee
April 29, 2019
SR-PEARL-2019-16
Effective / Approved
Proposal to make a number of technical, non-substantive changes to various exchange rules.
April 24, 2019
SR-PEARL-2019-14
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility.
April 05, 2019
SR-PEARL-2019-13
Effective / Approved
Amend the Fee Schedule to modify certain transaction fees.
March 29, 2019
SR-PEARL-2019-12
Withdrawn
This filing was withdrawn on May 20,2019.
March 27, 2019
SR-PEARL-2019-11
Effective / Approved
Amend Rule 510, Minimum Price Variations and Trading Increments, to add classes to the Penny Pilot Program on a quarterly basis.
March 22, 2019
SR-PEARL-2019-10
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading
March 21, 2019
SR-PEARL-2019-04
Effective / Approved
Amend Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
March 11, 2019