MIAX Pearl Equities™ Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2019-24
Effective / Approved
Amend Rules 503, Openings on the Exchange, and 515, Execution of Orders, to make minor, non-substantive edits and clarifying changes to the rule text
August 19, 2019
SR-PEARL-2019-23
Withdrawn
Proposal to amend the Fee Schedule to adjust the Options Regulatory Fee.
August 01, 2019
SR-PEARL-2019-22
Withdrawn
This filing has been withdrawn on August 27, 2019.
June 28, 2019
SR-PEARL-2019-21
Withdrawn
This filing was withdrawn and refiled as SR-PEARL-2019-25.
June 26, 2019
SR-PEARL-2019-20
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot program through December 31, 2019.
May 30, 2019
SR-PEARL-2019-19
Effective / Approved
Amend Rule 515, Execution of Orders, to remove language pertaining to the timestamping of orders being re-booked and re-displayed at a more aggresive Book price
May 16, 2019
SR-PEARL-2019-18
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to allow for $1 strike prices above $200 on additional series of options of certain ETF shares.
May 07, 2019
SR-PEARL-2019-17
Withdrawn
This filing was withdrawn and refiled as SR-PEARL-2019-21.
April 29, 2019