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October 30, 2020

MIAX PEARL Equities PC 2020-0802

Legg Mason ETF Investment Trust - WBND

October 30, 2020

MIAX PEARL Equities PC 2020-0801

Legg Mason ETF Investment Trust - YLDE

October 30, 2020

MIAX PEARL Equities PC 2020-0800

Lattice Strategies Trust - ROUS

October 30, 2020

MIAX PEARL Equities PC 2020-0799

Lattice Strategies Trust - ROSC

October 30, 2020

MIAX PEARL Equities PC 2020-0798

Lattice Strategies Trust - ROAM

October 30, 2020

MIAX PEARL Equities PC 2020-0797

Lattice Strategies Trust - RODM

October 30, 2020

MIAX PEARL Equities PC 2020-0796

KraneShares Trust - OBOR

October 30, 2020

MIAX PEARL Equities PC 2020-0795

Janus Trust - VNLA