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October 30, 2020

MIAX PEARL Equities PC 2020-0810

Listed Funds Trust - NERD

October 30, 2020

MIAX PEARL Equities PC 2020-0809

Listed Funds Trust - OVS

October 30, 2020

MIAX PEARL Equities PC 2020-0808

Listed Funds Trust - OVM

October 30, 2020

MIAX PEARL Equities PC 2020-0807

Listed Funds Trust - OVL

October 30, 2020

MIAX PEARL Equities PC 2020-0806

Listed Funds Trust - OVF

October 30, 2020

MIAX PEARL Equities PC 2020-0805

Listed Funds Trust - OVB

October 30, 2020

MIAX PEARL Equities PC 2020-0804

Legg Mason ETF Investment Trust - SQLV

October 30, 2020

MIAX PEARL Equities PC 2020-0803

Legg Mason ETF Investment Trust - WINC