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November 19, 2020

MIAX PEARL Equities PC 2020-1723

HARTFORD FUNDS EXCHANGE-TRADED TRUST - HSRT

November 19, 2020

MIAX PEARL Equities PC 2020-1722

HARTFORD FUNDS EXCHANGE-TRADED TRUST - HCRB

November 19, 2020

MIAX PEARL Equities PC 2020-1721

Guinness AtkinsonT Asset Management,Inc - MOTO

November 19, 2020

MIAX PEARL Equities PC 2020-1720

GS Finance Corp. - FRLG

November 19, 2020

MIAX PEARL Equities PC 2020-1719

GraniteShares Gold Trust - BAR

November 19, 2020

MIAX PEARL Equities PC 2020-1718

GraniteShares ETF Trust - HIPS

November 19, 2020

MIAX PEARL Equities PC 2020-1717

GraniteShares ETF Trust - COMB

November 19, 2020

MIAX PEARL Equities PC 2020-1716

iShares Trust - IYZ