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November 19, 2020

MIAX PEARL Equities PC 2020-1731

IndexIQ Active ETF Trust - HFXI

November 19, 2020

MIAX PEARL Equities PC 2020-1730

IndexIQ Active ETF Trust - CLRG

November 19, 2020

MIAX PEARL Equities PC 2020-1729

IndexIQ Active ETF Trust - CSML

November 19, 2020

MIAX PEARL Equities PC 2020-1728

IndexIQ Active ETF Trust - MMIT

November 19, 2020

MIAX PEARL Equities PC 2020-1727

IndexIQ Active ETF Trust - MMIN

November 19, 2020

MIAX PEARL Equities PC 2020-1726

HARTFORD FUNDS EXCHANGE-TRADED TRUST - HTRB

November 19, 2020

MIAX PEARL Equities PC 2020-1725

HARTFORD FUNDS EXCHANGE-TRADED TRUST - HTAB

November 19, 2020

MIAX PEARL Equities PC 2020-1724

HARTFORD FUNDS EXCHANGE-TRADED TRUST - HMOP