December 18, 2020
MIAX Pearl RC-2020-64
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 18, 2020
MIAX Pearl Equities RC-2020-16
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 18, 2020
MIAX Options RC-2020-76
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 18, 2020
MIAX Emerald RC-2020-67
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 17, 2020
MIAX Pearl RC-2020-62
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure