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December 28, 2020

MIAX Emerald RC-2020-69

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

December 23, 2020

MIAX PEARL Equities PC 2020-2405

Pacer Swan SOS Moderate (December) ETF– PSMD

December 23, 2020

MIAX PEARL Equities PC 2020-2404

Pacer Swan SOS Flex (December) ETF– PSFD

December 23, 2020

MIAX PEARL Equities PC 2020-2403

Pacer Swan SOS Conservative (December) ETF –PSCX

December 23, 2020

MIAX PEARL Equities PC 2020-2402

Swan Hedged Equity US Large Cap ETF– HEGD

December 22, 2020

MIAX PEARL Equities PC 2020-2401

Invesco Select Growth ETF– IVSG

December 22, 2020

MIAX PEARL Equities PC 2020-2400

Invesco Real Assets ESG ETF– IVRA

December 22, 2020

MIAX PEARL Equities PC 2020-2399

Invesco US Large Cap Core ESG ETF –IVLC