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MIAX Pearl Options Disciplinary Actions

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MIAX Pearl DA 20190629791

Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC

February 03, 2021

MIAX Pearl DA 2018057169610

Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC

December 28, 2020

MIAX PEARL DA 2017053508807

Notice of Letter of Consent No. 2017053508807 Morgan Stanley & Co., LLC

August 05, 2020