MIAX Pearl Options Disciplinary Actions
MIAX Pearl DA-2021072379310
Notice of Letter of Consent No. 2021072379310 Barclays Capital Inc.
June 18, 2025
MIAX Pearl DA-2022074101007
Notice of Letter of Consent No. 2022074101007 Morgan Stanley & Co., LLC
November 05, 2024
MIAX Pearl DA-2020067485611
Notice of Letter of Consent No. 2020067485611 BofA Securities, Inc.
June 27, 2024
MIAX Pearl DA-2021069322008
Notice of Letter of Consent No. 2021069322008 Electronic Transaction Clearing, Inc
November 06, 2023
MIAX Pearl DA-2021070475701
Notice of Letter of Consent No. 2021070475701 Apex Clearing Corporation
April 20, 2023
MIAX Pearl DA-2021069249708
Notice of Letter of Consent No. 2021069249708 Susquehanna Securities, LLC
April 20, 2023
MIAX Pearl DA-20190610657
Notice of Letter of Consent No. 20190610657 Jefferies LLC
November 11, 2022
MIAX Pearl DA-20180580170
Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP
November 11, 2022