MIAX Pearl® Equities Regulatory Circulars


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March 08, 2023

MIAX Pearl Equities RC-2023-05

Market Wide Circuit Breaker Testing Member Designation Standards

February 14, 2023

MIAX Pearl Equities RC-2023-04

Amendment to Rule 1308, Supervision of Accounts, to Extend the Temporary Remote Inspection Relief for Members to Complete Their Branch Office Inspections

January 13, 2023

MIAX Pearl Equities RC-2023-03

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

January 09, 2023

MIAX Pearl Equities RC-2023-02

Electronic Filing of Annual Reports

January 06, 2023

MIAX Pearl Equities RC-2023-01

Limit Order Price Protection, Trading Collar Protection, and Market Impact Collar - Reference Price Calculations During Self-Help Periods

December 16, 2022

MIAX Pearl Equities RC-2022-19

Market Wide Circuit Breaker Testing and Member Designation Standards

December 15, 2022

MIAX Pearl Equities RC-2022-18

Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards

December 14, 2022

MIAX Pearl Equities RC-2022-17

Sending Time Value for the FIX Order Interface Specification