MIAX Pearl® Equities Regulatory Circulars


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August 22, 2023

MIAX Pearl Equities RC-2023-13

Market Wide Circuit Breaker Testing
Member Designation Standards

June 26, 2023

MIAX Pearl Equities RC-2023-12

Market Wide Circuit Breaker Testing
Member Designation Standards

June 22, 2023

MIAX Pearl Equities RC-2023-11

MIAX Pearl Equities Announces New Risk Controls and Enhancements to the Route to Primary Auction (“PAC”) Routing Option

April 20, 2023

MIAX Pearl Equities RC-2023-10

Amendment of Exchange Rule 2622 to Establish Common Procedures for Halting and Resuming Trading in Equity Securities

April 20, 2023

MIAX Pearl Equities RC-2023-09

FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

April 20, 2023

MIAX Pearl Equities RC-2023-08

FINRA Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

March 21, 2023

MIAX Pearl Equities RC-2023-07

Enhancement for Market Orders with a Primary Auction Routing Strategy

March 10, 2023

MIAX Pearl Equities RC-2023-06

Cboe Exchange Has Received Approval to Amend Cboe Rule 10.3 Regarding Margin Requirements