U.S. Equities

FINRA Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

Enhancement for Market Orders with a Primary Auction Routing Strategy

Cboe Exchange Has Received Approval to Amend Cboe Rule 10.3 Regarding Margin Requirements

Market Wide Circuit Breaker Testing Member Designation Standards

Amendment to Rule 1308, Supervision of Accounts, to Extend the Temporary Remote Inspection Relief for Members to Complete Their Branch Office Inspections

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

Electronic Filing of Annual Reports

Limit Order Price Protection, Trading Collar Protection, and Market Impact Collar - Reference Price Calculations During Self-Help Periods