MIAX Pearl Equities™ Regulatory Circulars


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October 28, 2020

MIAX PEARL Equities RC-2020-14

Update to Order Routing Field Mapping for CAT

October 26, 2020

MIAX PEARL Equities RC-2020-13

Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

October 26, 2020

MIAX PEARL Equities RC-2020-12

Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information

September 28, 2020

MIAX PEARL Equities RC-2020-11

Update to Order Routing Field Mapping for CAT and OATS Reporting

September 22, 2020

MIAX PEARL Equities RC-2020-10

CRD Registration for MIAX PEARL, LLC

September 17, 2020

MIAX PEARL Equities RC-2020-09

Gross Notional Trade Value Settings and Adjustments by Members and Clearing Members on MIAX PEARL Equities

September 14, 2020

MIAX PEARL Equities RC-2020-08

Submission of Notification for Clearly Erroneous Executions or Appeal

September 14, 2020

MIAX PEARL Equities RC-2020-07

Trading Collar Reference Price and Specified Dollar Value