Filter By:


December 06, 2024

MIAX Pearl RC-2024-71

Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options

December 06, 2024

MIAX Pearl Equities PC 2024-4050

Allspring Core Plus ETF – APLU

December 06, 2024

MIAX Pearl Equities PC 2024-4049

Allspring Income Plus ETF – AINP

December 06, 2024

MIAX Pearl Equities PC 2024-4048

Allspring Broad Market Core Bond ETF – AFIX

December 06, 2024

MIAX Options RC-2024-74

Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options

December 06, 2024

MIAX Emerald RC-2024-73

Increase to Maximum Price Limit for MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options

December 05, 2024

MIAX Sapphire RC-2024-80

Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification

December 05, 2024

MIAX Pearl RC-2024-70

Amendment to Rule 1306, Branch Offices, to adopt FINRA’s definition of Office of Supervisory Jurisdiction; amendment to Rule 1308, Supervision of Accounts, to adopt FINRA’s inspection requirement for non-branch locations; amendment to Rule 1308 to permit eligible Members to participate in FINRA’s Remote Inspections Pilot Program; and amendment to Rule 1308 to adopt FINRA’s Residential Supervisory Location classification