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September 27, 2018

MIAX Options RC-2018-53

Securities Industry Essentials Examination

MIAX Options DA 20140411279-03

Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated

September 26, 2018

September 21, 2018

MIAX PEARL RC-2018-36

Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018

September 21, 2018

MIAX PEARL RC-2018-35

Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018

September 21, 2018

MIAX Options RC-2018-52

Opening and Intra-day Quote Width Requirements for Certain Symbols Trading on MIAX Options Extended Through, December 31, 2018

September 21, 2018

MIAX Options RC-2018-51

Market for Underlying Security used for Openings on MIAX Options for Symbol BOFI (AX) Effective Monday, October 1, 2018

September 21, 2018

MIAX Options RC-2018-50

Market for Underlying Security used for Openings on MIAX Options for Symbol XON Effective Tuesday, September 25, 2018

September 20, 2018

MIAX Options RC-2018-49

Opening and Intra-day Quote Width Requirements for Symbol MED Effective Friday, September 21, 2018