March 05, 2020
MIAX PEARL RC-2020-06
FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
March 05, 2020
MIAX Options RC-2020-06
FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
March 05, 2020
MIAX Emerald RC-2020-06
FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive
March 02, 2020
MIAX PEARL RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 02, 2020
MIAX Options RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 02, 2020
MIAX Emerald RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
February 21, 2020
MIAX PEARL RC-2020-04
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020
February 21, 2020
MIAX Options RC-2020-04
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020