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November 19, 2020

MIAX PEARL Equities PC 2020-1758

Northern Lights Fund TrustIV - LCG

November 19, 2020

MIAX PEARL Equities PC 2020-1757

Northern Lights Fund TrustIV - GUDB

November 19, 2020

MIAX PEARL Equities PC 2020-1756

Northern Lights Fund TrustIV - ISMD

November 19, 2020

MIAX PEARL Equities PC 2020-1755

Northern Lights Fund TrustIV - BLES

November 19, 2020

MIAX PEARL Equities PC 2020-1754

Northern Lights Fund TrustIV - IBD

November 19, 2020

MIAX PEARL Equities PC 2020-1753

Northern Lights Fund TrustIV - BIBL

November 19, 2020

MIAX PEARL Equities PC 2020-1752

Northern Lights Fund TrustIV - FFTG

November 19, 2020

MIAX PEARL Equities PC 2020-1751

Northern Lights Fund TrustIV - FFSG