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November 19, 2020

MIAX PEARL Equities PC 2020-1839

First Trust Exchange-Traded Fund - FPA

November 19, 2020

MIAX PEARL Equities PC 2020-1837

DBX ETF TRUST - ESCR

November 19, 2020

MIAX PEARL Equities PC 2020-1836

DBX ETF TRUST - ESHY

November 19, 2020

MIAX PEARL Equities PC 2020-1835

DBX ETF TRUST - ESEB

November 19, 2020

MIAX PEARL Equities PC 2020-1834

DBX ETF TRUST - EURZ

November 19, 2020

MIAX PEARL Equities PC 2020-1833

World Gold Trust - GLDM

November 19, 2020

MIAX PEARL Equities PC 2020-1832

Principal Exchange-Traded Funds - GENY

November 19, 2020

MIAX PEARL Equities PC 2020-1831

Principal Exchange-Traded Funds - BTEC