December 29, 2020
MIAX PEARL Equities PC 2020-2410
Simplify Volt Cloud and Cybersecurity Disruption ETF– VCLO
December 29, 2020
MIAX PEARL Equities PC 2020-2409
Simplify Volt RoboCar Disruption and Tech ETF– VCAR
December 29, 2020
MIAX PEARL Equities PC 2020-2408
AdvisorShares Q Dynamic Growth ETF– QPX
December 29, 2020
MIAX PEARL Equities PC 2020-2407
AdvisorShares Q Portfolio Blended Allocation ETF– QPT
December 28, 2020
MIAX Pearl RC-2020-67
Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021
December 28, 2020
MIAX Pearl RC-2020-66
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
MIAX Pearl DA 2018057169610
Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC
December 28, 2020