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December 17, 2020

MIAX PEARL Equities PC 2020-2393

Direxion World Without Waste ETF – WWOW

December 17, 2020

MIAX Options RC-2020-74

Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

December 17, 2020

MIAX Emerald RC-2020-65

Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

December 16, 2020

MIAX Pearl RC-2020-61

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020

December 16, 2020

MIAX PEARL Equities PC 2020-2392

First Trust International Developed Capital Strength ETF – FICS

December 16, 2020

MIAX Options RC-2020-73

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020

December 16, 2020

MIAX Emerald RC-2020-64

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020

December 15, 2020

MIAX Pearl RC-2020-60

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbols ABNB, CIIC, DASH, LAZR and RMG Effective Wednesday, December 16, 2020