December 29, 2020
MIAX PEARL Equities PC 2020-2411
Simplify Volt Fintech Disruption ETF– VFIN
December 29, 2020
MIAX PEARL Equities PC 2020-2410
Simplify Volt Cloud and Cybersecurity Disruption ETF– VCLO
December 29, 2020
MIAX PEARL Equities PC 2020-2409
Simplify Volt RoboCar Disruption and Tech ETF– VCAR
December 29, 2020
MIAX PEARL Equities PC 2020-2408
AdvisorShares Q Dynamic Growth ETF– QPX
December 29, 2020
MIAX PEARL Equities PC 2020-2407
AdvisorShares Q Portfolio Blended Allocation ETF– QPT
December 28, 2020
MIAX Pearl RC-2020-67
Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021
December 28, 2020
MIAX Pearl RC-2020-66
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees