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December 29, 2020

MIAX PEARL Equities PC 2020-2408

AdvisorShares Q Dynamic Growth ETF– QPX

December 29, 2020

MIAX PEARL Equities PC 2020-2407

AdvisorShares Q Portfolio Blended Allocation ETF– QPT

December 28, 2020

MIAX Pearl RC-2020-67

Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021

December 28, 2020

MIAX Pearl RC-2020-66

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

December 28, 2020

MIAX PEARL Equities PC 2020-2406

Gotham Enhanced 500 ETF – GSPY

MIAX Pearl DA 2018057169610

Notice of Letter of Consent No. 2018057169610 UBS Securities, LLC

December 28, 2020

December 28, 2020

MIAX Options RC-2020-80

Implementation Delay of Complex Order Functionality

December 28, 2020

MIAX Options RC-2020-79

Opening and Intra-day Quote Width Requirements and MIAX Order Monitor Settings for Certain Symbols Trading on MIAX Options and MIAX Emerald Extended Through Wednesday, March 31, 2021