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April 24, 2023

MIAX Pearl RC-2023-19

Change to the Maximum Differential for the MIAX Pearl Order Monitor for Symbol SWAV Effective April 25, 2023

April 24, 2023

MIAX Pearl Equities PC 2023-3199

DriveWealth ICE 100 Index ETF - CETF

April 24, 2023

MIAX Options RC-2023-22

Change to Opening and Intra-day Quote Width Requirements for Symbol SWAV Effective April 25, 2023

April 24, 2023

MIAX Emerald RC-2023-20

Change to Opening and Intra-day Quote Width Requirements for Symbol SWAV Effective April 25, 2023

April 21, 2023

MIAX Pearl Equities PC 2023-3198

FT Cboe Vest U.S. Equity Moderate Buffer ETF – April- GAPR

April 20, 2023

MIAX Pearl RC-2023-18

FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

April 20, 2023

MIAX Pearl RC-2023-17

FINRA Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

April 20, 2023

MIAX Pearl Equities RC-2023-10

Amendment of Exchange Rule 2622 to Establish Common Procedures for Halting and Resuming Trading in Equity Securities