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November 17, 2022

MIAX Pearl Equities PC 2022-3081

Harbor Health Care ETF- MEDI

November 17, 2022

MIAX Pearl Equities PC 2022-3080

T. Rowe Price Floating Rate ETF- TFLR

November 17, 2022

MIAX Pearl Equities PC 2022-3079

iShares Environmentally Aware Real Estate ETF- ERET

November 16, 2022

MIAX Pearl RC-2022-60

FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

November 16, 2022

MIAX Pearl Equities RC-2022-14

FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information

November 16, 2022

MIAX Pearl Equities PC 2022-3078

Hartford Disciplined US Equity ETF – HDUS

November 16, 2022

MIAX Pearl Equities PC 2022-3077

Alpha Architect High Inflation and Deflation ETF- HIDE

November 16, 2022

MIAX Options RC-2022-71

FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information