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January 17, 2023

MIAX Emerald RC-2023-05

Market for Underlying Security Used for Openings on MIAX Emerald Options for Newly Listed Symbols Effective Wednesday, January 18, 2023.

January 13, 2023

MIAX Pearl RC-2023-03

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

January 13, 2023

MIAX Pearl Equities RC-2023-03

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

January 13, 2023

MIAX Options RC-2023-03

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

January 13, 2023

MIAX Emerald RC-2023-04

FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP

January 12, 2023

MIAX Pearl Equities PC 2023-3121

Horizon Kinetics Energy and Remediation ETF - NVIR

January 11, 2023

MIAX Pearl Equities PC 2023-3120

BlackRock AAA CLO ETF– CLOA

January 11, 2023

MIAX Pearl Equities PC 2023-3119

KraneShares China Internet and Covered Call Strategy ETF-KLIP