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Notice of Letter of Consent No. 2021069249706 Susquehanna Securities, LLC
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FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
April 20, 2023
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FINRA Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
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Notice of Letter of Consent No. 2021069249707 Susquehanna Securities, LLC
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MIAX Pearl Equities PC 2023-3197
JPMorgan BetaBuilders ETF’s- BBSB, BBIB, and BBLB