November 18, 2024
MIAX Pearl Equities PC 2024-4010
Brown Advisory Flexible Equity ETF– BAFE
November 18, 2024
MIAX Pearl Equities PC 2024-4009
First Trust Exchange- Traded Fund VIII– FHDG, NOVM and QMNV
November 18, 2024
MIAX Options RC-2024-67
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options, MIAX Emerald Options, and MIAX Sapphire Options for Symbol CBAN Effective Monday, November 18, 2024
November 18, 2024
MIAX Emerald RC-2024-66
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options, MIAX Emerald Options, and MIAX Sapphire Options for Symbol CBAN Effective Monday, November 18, 2024
November 14, 2024
MIAX Sapphire RC-2024-73
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Pearl RC-2024-63
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 14, 2024
MIAX Pearl Equities RC-2024-15
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing