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November 14, 2024

MIAX Sapphire RC-2024-73

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

November 14, 2024

MIAX Pearl RC-2024-63

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

November 14, 2024

MIAX Pearl Equities RC-2024-15

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

November 14, 2024

MIAX Pearl Equities PC 2024-4007

Dimensional Emerging Markets ex China Core Equity ETF – DEXC

November 14, 2024

MIAX Options RC-2024-66

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

November 14, 2024

MIAX Emerald RC-2024-65

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

November 13, 2024

MIAX Pearl Equities PC 2024-4006

Janus Henderson Income ETF- JIII

November 13, 2024

MIAX Pearl Equities PC 2024-4005

iShares LifePath Target Date 2070 ETF- ITDJ