U.S. Options

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Harbor Active Small Cap ETF- SMLL

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

KraneShares China Alpha Index ETF- KCAI

Global X Infrastructure Development ex-U.S. ETF- IPAV

VanEck Fabless Semiconductor ETF- SMHX

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for Newly Listed Symbols Effective Wednesday, August 28, 2024

Change to the Maximum Differential for the MIAX Pearl Order Monitor for Symbol FCNCA Effective August 28, 2024