November 07, 2024
MIAX Pearl Equities RC-2024-14
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
November 07, 2024
MIAX Pearl Equities PC 2024-3998
Fundstrat Granny Shots US Large Cap ETF-GRNY
November 07, 2024
MIAX Options RC-2024-64
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options for Newly Listed Symbol KLC Effective Friday, November 8, 2024
November 07, 2024
MIAX Options RC-2024-63
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
November 07, 2024
MIAX Emerald RC-2024-63
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options for Newly Listed Symbol KLC Effective Friday, November 8, 2024
November 07, 2024
MIAX Emerald RC-2024-62
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
November 06, 2024
MIAX Pearl Equities PC 2024-3997
Principal International Equity ETF– PIEQ
MIAX Pearl DA-2022074101007
Notice of Letter of Consent No. 2022074101007 Morgan Stanley & Co., LLC
November 05, 2024