U.S. Options

Rule Change Approval—FINRA Arbitration Rules 12400 and 13400

Market for Underlying Security used for Openings on MIAX for Symbol KBWB effective Wednesday, December 7, 2016

Approval Notice—FINRA Arbitration Rules

MIAX Complex Orders
Commencement of Complex Auction at End of Trading Session
Complex Auction Response Size Cap
SR-MIAX-2016-44

**Update** Market for Underlying Security Used for Openings on MIAX for Newly Listed Option Class MDGN effective November 22, 2016

Newly Listed Option Class Included in the MIAX Penny Pilot Program as of November 22, 2016

Market for Underlying Security Used for Openings on MIAX for Newly Listed Option Classes effective November 22, 2016

Disruptive Quoting and Trading Activity Prohibited