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Regulatory Alert

MIAX Options

November 21, 2016 | 01:19 PM

New MIAX Rules Regarding Disruptive Activity and Expedited Proceedings

MIAX has adopted two new rules, MIAX Rule 322, Disruptive Quoting and Trading Activity Prohibited, to prohibit disruptive quoting and...

Listing Alert

MIAX Options

November 21, 2016 | 11:17 AM

MIAX Delisting Alert: SolarCity Corporation (SCTY)

SolarCity Corporation (SCTY) will be de-listed from the MIAX Options Exchange effective on Tuesday, November 22, 2016. All open GTC orders...

Listing Alert

MIAX Options

November 18, 2016 | 04:13 PM

MIAX Delisting Alert: Western Refining, Inc. (WNR)

Western Refining, Inc. (WNR) will be de-listed from the MIAX Options Exchange effective on Monday, November 21, 2016. All open GTC...

Listing Alert

MIAX Options

November 18, 2016 | 01:06 PM

MIAX Delisting Alert: ImmunoCellular Therapeutics, Ltd. (IMUC)

ImmunoCellular Therapeutics, Ltd. (IMUC) will be de-listed from the MIAX Options Exchange effective on Monday, November 21, 2016. All open GTC...

Regulatory Alert

MIAX Options

November 18, 2016 | 08:58 AM

MIAX Listing Alert: Series made Non-Tradeable

The following option series were made non-tradeable on the MIAX Options Exchange effective for today, Friday, November 18, 2016. USB  2/17/2017  46 USB ...

Listing Alert

MIAX Options

November 17, 2016 | 03:41 PM

MIAX Delisting Alert: Option classes EQY, IM, and VNR

The following option classes will be de-listed from the MIAX Options Exchange effective on Friday, November 18, 2016. Equity One Inc....

Trading Alert

MIAX Options

November 17, 2016 | 03:25 PM

Rule Change Notice—FINRA Arbitration Rules 12504 and 13504

FINRA has received approval to amend Rule 12504, Code of Arbitration Procedure for Customer Disputes and Rule 13504, Code of...

Regulatory Alert

MIAX Options

November 17, 2016 | 07:22 AM

MIAX Listing Alert: Series made Non-Tradeable

The attached option series were made non-tradeable on the MIAX Options Exchange effective for today, Thursday, November 17, 2016. Please contact MIAX...