MIAX Pearl® Options Regulatory Circulars
March 02, 2020
MIAX PEARL RC-2020-05
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
February 21, 2020
MIAX PEARL RC-2020-04
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020
February 07, 2020
MIAX PEARL RC-2020-03
Maximum Differential for the MIAX PEARL Order Monitor for Certain Option Classes Beginning February 10, 2020
January 31, 2020
MIAX PEARL RC-2020-02
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol AMBC Effective Monday, February 3, 2020
January 06, 2020
MIAX PEARL RC-2020-01
Consolidated Audit Trail Industry Webinar – CAT 101 2:00 p.m. ET January 8, 2020
December 31, 2019
MIAX PEARL RC-2019-47
Amendment to Rule 315, Anti-Money Laundering Compliance Program
December 30, 2019
MIAX PEARL RC-2019-46
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol VG Effective Tuesday, December 31, 2019
December 27, 2019
MIAX PEARL RC-2019-45
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol NBL Effective Monday, December 30, 2019