MIAX Pearl® Equities Exchange FINRA Rule Filing Circulars
January 13, 2023
MIAX Pearl Equities RC-2023-03
FINRA Proposal to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP
November 16, 2022
MIAX Pearl Equities RC-2022-14
FINRA Proposal to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
September 30, 2022
MIAX Pearl Equities RC-2022-10
Proposed Rule Change To Change References in the Codes of Arbitration Procedure From the Neutral List Selection System to the List Selection Algorithm
August 15, 2022
MIAX Pearl Equities RC-2022-06
Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
May 27, 2022
MIAX Pearl Equities RC-2022-01
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021