U.S. Options

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbols CFII, OZON and WISH Effective Wednesday, January 06, 2021

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Symbol CHX Effective January 4, 2021

Maximum Differential for the MIAX Pearl Order Monitor for Certain Option Classes Extended through March 31, 2021

Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

Name Change and Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for IPOB (OPEN) Effective December 21, 2020

Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards

Electronic Filing of Annual Reports

Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure