January 06, 2020
MIAX Emerald RC-2020-01
Consolidated Audit Trail Industry Webinar – CAT 101 2:00 p.m. ET January 8, 2020
This filing was withdrawn on March 16, 2020.
Search
Found 9645 results. Viewing 810 of 965 pages.
MIAX Options
SR-MIAX-2020-02
Withdrawn
January 24, 2020
MIAX Emerald
SR-EMERALD-2020-02
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
January 10, 2020
MIAX Pearl
SR-PEARL-2020-01
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XXXI, Registration, Qualification and Continuing Education.
January 09, 2020
January 06, 2020
MIAX PEARL RC-2020-01
Consolidated Audit Trail Industry Webinar – CAT 101 2:00 p.m. ET January 8, 2020
January 06, 2020
MIAX Options RC-2020-01
Consolidated Audit Trail Industry Webinar – CAT 101 2:00 p.m. ET January 8, 2020
MIAX Options
SR-MIAX-2020-01
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
January 03, 2020
December 31, 2019
MIAX Emerald RC-2019-99
Amendment to Rule 315, Anti-Money Laundering Compliance Program
December 31, 2019
MIAX PEARL RC-2019-47
Amendment to Rule 315, Anti-Money Laundering Compliance Program
December 31, 2019
MIAX Options RC-2019-73
Amendment to Rule 315, Anti-Money Laundering Compliance Program