MIAX Options DA 20140411279-03
Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 26, 2018
Found 9104 results. Viewing 810 of 911 pages.
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, Rule 1301, Registration of Options Principals, and Rule 1302, Registration of Representatives relating to the Securities Industry Essentials ("SIE") Examination.
September 27, 2018
Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 26, 2018
September 21, 2018
Opening and Intra-day Quote Width Requirements for Certain Symbols Trading on MIAX Options Extended Through, December 31, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018
September 21, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol XON Effective Tuesday, September 25, 2018
Withdrawn
Amend the Fee Schedule to modify certain connectivity fees.
September 18, 2018
Withdrawn
Amend the Fee Schedule to modify certain network fees.
September 18, 2018
September 20, 2018
Opening and Intra-day Quote Width Requirements for Symbol MED Effective Friday, September 21, 2018