October 05, 2018
MIAX PEARL RC-2018-40
Securities Industry Essentials Examination
Found 9104 results. Viewing 809 of 911 pages.
October 05, 2018
Securities Industry Essentials Examination
October 04, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol IBKR Effective Friday, October 5, 2018
October 04, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol IBKR Effective Friday, October 5, 2018
October 01, 2018
Market for Underlying Security used for Openings on MIAX PEARL for Symbol ACXM (RAMP) Effective Monday, October 2, 2018
October 01, 2018
Market for Underlying Security used for Openings on MIAX Options for Symbol ACXM (RAMP) Effective Monday, October 2, 2018
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
September 28, 2018
September 27, 2018
Securities Industry Essentials Examination
September 27, 2018
Securities Industry Essentials Examination
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, relating to the Securities Industry Essentials ("SIE") Examination
September 27, 2018