Found 9641 results. Viewing 807 of 965 pages.
March 02, 2020
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
March 02, 2020
Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information
Effective / Approved
Amend the Fee Schedule to amend certain cPRIME credits under the PCRP and amend certain fees for contra-side orders in a cPRIME Auction.
February 28, 2020
Effective / Approved
Amend Chapter XVII, Consolidated Audit Trail Compliance Rule, relating to the CAT Market Maker Quote Exception.
February 27, 2020
Effective / Approved
Amend Rule 100, Definitions, and Rule 503, Openings on the Exchange, to incorporate the concept of a Composite Market into the Exchange's opening process.
March 12, 2020
February 21, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020
February 21, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020
February 21, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020