U.S. Equities

AIM ETF Products Trust- SPBW and SPBX

Alger Russell Innovation ETF- INVN

Precidian ETFs Trust- BPH, GSKH, NVOH and SAPH

Stone Ridge Trust– LFBD, LIAY, LFBE, LIBD, LDDR, LDER and LDRR

Defiance Daily Target 2X Long RIOT ETF - RIOX

PGIM Rock ETF Trust- PBQQ, PQAP, PQJA, PQJL and PQOC

PGIM S&P 500 Max Buffer ETF – January-PMJA

Spinnaker ETF Series- QIDX, RILA and YFFI