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    Found 9656 results. Viewing 893 of 966 pages.

    MIAX Pearl
    SR-PEARL-2017-24

    Effective / Approved

    Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.  

    May 16, 2017

    • SR PEARL 2017 24
    • Notice of Filing and Immediate Effectiveness
    • Federal Register Notice
    MIAX Options
    SR-MIAX-2017-23

    Effective / Approved

    Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.  

    May 16, 2017

    • SR MIAX 2017 23
    • Notice of Filing and Immediate Effectiveness
    • Federal Register Notice
    MIAX Options
    SR-MIAX-2017-20

    Withdrawn

    Amend Rules 607, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.

    May 15, 2017

    MIAX Options
    SR-MIAX-2017-21

    Effective / Approved

    Amend Rules 301, 308, 404, 514, 1325 and 1400 to make minor corrections.  

    May 15, 2017

    • SR MIAX 2017 21
    • Notice of Filing and Immediate Effectiveness
    • Federal Register Notice
    MIAX Pearl
    SR-PEARL-2017-23

    Withdrawn

    Amend Rules 606, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.

    May 15, 2017

    MIAX Options
    SR-MIAX-2017-19

    Effective / Approved

    Amend Rules 515, Execution of Orders and Quotes, 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and 518, Complex Orders, relating to cPRIME.

    May 12, 2017

    • SR MIAX 2017 19
    • Notice of Filing
    • Federal Register Notice
    • SEC Approval Order
    • Federal Register Approval
    MIAX Pearl
    SR-PEARL-2017-22

    Effective / Approved

    Amend Rules 503, Openings on the Exchange, and 515, Execution of Orders, to codify the Exchange's handling of orders after the opening process.

    May 05, 2017

    • SR PEARL 2017 22
    • Notice of Filing and Immediate Effectiveness
    • Federal Register Notice
    MIAX Pearl
    SR-PEARL-2017-21

    Effective / Approved

    Amend Rule 100, Definitions; and amend Rule 519C, Mass Cancellation of Trading Interest, to adopt section (c), Detection of Loss of Communication.

    May 05, 2017

    • SR PEARL 2017 21
    • Notice of Filing and Immediate Effectiveness
    • Federal Register Notice
    MIAX Options
    SR-MIAX-2017-18

    Withdrawn

    Amend the Fee Schedule to adopt the Consolidated Audit Trail funding fees for industry members related to the CAT NMS Plan. This filing has been withdrawn on 1/9/18.

    May 01, 2017

    MIAX Pearl
    SR-PEARL-2017-20

    Withdrawn

    Amend the Fee Schedule to adopt the Consolidated Audit Trail Funding Fees for Industry Members Related to the CAT NMS Plan. This filing has been withdrawn on 1/9/18.

    May 01, 2017

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    7 Roszel Road, Suite 1A Princeton, New Jersey 08540 (609) 897-7300
    1450 Brickell Avenue Suite 1100, 11th Floor Miami, Florida 33131
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