May 30, 2017
MIAX PEARL RC-2017-42
Rule Change Notice—FINRA Arbitration Rules 12402, 12403 and 13403
Found 9656 results. Viewing 891 of 966 pages.
Effective / Approved
Proposal to implement an Equity Rights Program.
June 08, 2017
May 30, 2017
Rule Change Notice—FINRA Arbitration Rules 12402, 12403 and 13403
Effective / Approved
Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options.
June 07, 2017
Effective / Approved
Amend the Fee Schedule to reduce the taker fees for priority customer orders in penny classes.
June 07, 2017
June 07, 2017
Obvious Errors in Complex Orders
Effective / Approved
Amend Rule 406, Long Term Option Contracts, relating to long-term options series.
June 05, 2017
Effective / Approved
Amend Rule 406, Long-Term Option Contracts, relating to long-term options series.
June 06, 2017
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options. This filing was withdrawn and replaced with SR-PEARL-2017-30.
May 31, 2017
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to delete obsolete Rule 521(l)(5).
May 30, 2017
Effective / Approved
Amend the Fee Schedule to establish an Options Regulatory Fee ("ORF").
May 26, 2017