September 27, 2018
MIAX PEARL RC-2018-37
Securities Industry Essentials Examination
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September 27, 2018
MIAX Options RC-2018-53
Securities Industry Essentials Examination
MIAX Pearl
SR-PEARL-2018-20
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, relating to the Securities Industry Essentials ("SIE") Examination
September 27, 2018
MIAX Options
SR-MIAX-2018-26
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, Rule 1301, Registration of Options Principals, and Rule 1302, Registration of Representatives relating to the Securities Industry Essentials ("SIE") Examination.
September 27, 2018
MIAX Options DA 20140411279-03
Notice of Letter of Consent No. 20140411279-03 Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 26, 2018
September 21, 2018
MIAX Options RC-2018-52
Opening and Intra-day Quote Width Requirements for Certain Symbols Trading on MIAX Options Extended Through, December 31, 2018
September 21, 2018
MIAX PEARL RC-2018-36
Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
MIAX Options RC-2018-51
Market for Underlying Security used for Openings on MIAX Options for Symbol BOFI (AX) Effective Monday, October 1, 2018
September 21, 2018
MIAX PEARL RC-2018-35
Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018
September 21, 2018
MIAX Options RC-2018-50
Market for Underlying Security used for Openings on MIAX Options for Symbol XON Effective Tuesday, September 25, 2018