May 30, 2017
MIAX PEARL RC-2017-43
MIAX PEARL Cancel on Disconnect
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to delete obsolete Rule 521(l)(5).
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MIAX Options
SR-MIAX-2017-25
Effective / Approved
May 30, 2017
MIAX Pearl
SR-PEARL-2017-26
Effective / Approved
Amend the Fee Schedule to establish an Options Regulatory Fee ("ORF").
May 26, 2017
MIAX Pearl
SR-PEARL-2017-25
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in Penny Classes. This filing was withdrawn and replaced with SR-PEARL-2017-29.
May 26, 2017
May 30, 2017
MIAX PEARL RC-2017-42
Rule Change Notice - FINRA Arbitration Rules 12402, 12403 and 13403
May 30, 2017
MIAX Options RC-2017-27
Rule Change Notice—FINRA Arbitration Rules 12402, 12403 and 13403
May 24, 2017
MIAX Options RC-2017-26
Obvious Errors in Complex Orders
May 23, 2017
MIAX PEARL RC-2017-41
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
May 23, 2017
MIAX Options RC-2017-25
Consolidated Audit Trail (“CAT”) Fee Dispute Resolution Rule
MIAX Options
SR-MIAX-2017-24
Effective / Approved
Adopt Rule 1713, Consolidated Audit Trail-Fee Dispute Resolution, to establish the procedures for resolving potential disputes related to CAT fees charged to industry members.
May 23, 2017