October 07, 2020
MIAX PEARL Equities PC 2020-0006
SPDR Portfolio S&P 400 Mid Cap ETF - SPMD
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October 07, 2020
MIAX PEARL Equities PC 2020-0005
iShares MSCI Global Silver Miners Fund- SLVP
October 07, 2020
MIAX PEARL Equities PC 2020-0004
Northern Lights Fund Trust IV Main Sector Rotation ETF - SECT
October 07, 2020
MIAX PEARL Equities PC 2020-0003
Invesco High Yield Equity Dividend Achievers ETF - PEY
October 07, 2020
MIAX PEARL Equities PC 2020-0002
VanEck Vectors Morningstar Wide Moat ETF - MOAT
October 07, 2020
MIAX PEARL Equities PC 2020-0001
Fidelity MSCI Consumer Staples Index ETF - FSTA
October 06, 2020
MIAX Emerald RC-2020-50
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.
October 06, 2020
MIAX PEARL RC-2020-47
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.
October 06, 2020
MIAX Options RC-2020-53
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.
MIAX Pearl
SR-PEARL-2020-20
Effective / Approved
Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts, to extend the Pilot related to the Market-wide Circuit Breaker until October 18, 2021.
October 06, 2020