October 26, 2020
MIAX PEARL RC-2020-51
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
Found 9631 results. Viewing 779 of 964 pages.
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information
Withdrawn
This filing was withdrawn on October 26, 2020 and replaced with SR-PEARL-2020-22.
October 23, 2020
Withdrawn
This filing was withdrawn on December 21, 2020 and replaced with SR-MIAX-2020-41.
October 23, 2020
October 23, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol KDMN Effective October 26, 2020
October 23, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol KDMN Effective October 26, 2020
October 23, 2020
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol KDMN Effective October 26, 2020
October 23, 2020
Support for Related Futures Cross (“RFC”) Orders on the Exchange
October 20, 2020
SPDR S&P 500 ETF Trust - SPY