Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
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December 17, 2020
MIAX PEARL Equities RC-2020-15
December 17, 2020
MIAX Emerald RC-2020-65
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX Pearl RC-2020-62
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX Options RC-2020-74
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 17, 2020
MIAX PEARL Equities PC 2020-2393
Direxion World Without Waste ETF – WWOW
December 16, 2020
MIAX Emerald RC-2020-64
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020
December 16, 2020
MIAX Pearl RC-2020-61
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020
December 16, 2020
MIAX Options RC-2020-73
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020
December 16, 2020
MIAX PEARL Equities PC 2020-2392
First Trust International Developed Capital Strength ETF – FICS